Join Wilson Sonsini's Fintech and Artificial Intelligence Groups for a timely webinar exploring unexpected legal and regulatory questions wealthtech companies may face when using AI. The webinar will address issues for registered investment advisers, broker-dealers, and technology companies that partner with them. Questions to be discussed include how using AI can trigger registration requirements as an investment adviser or a broker-dealer, even when used largely for analytics; when engineers who create AI-based programs for wealthtech companies may be subject to regulation based on their coding activities; when AI-based trading may cause market manipulation concerns; what regulators expect to see from AI-related policies and procedures; and others.
Adam Pilkington
apilkington@wsgr.com
Scott focuses on complex commercial and technology transactions and frequently advises companies with new and emerging technologies.