Wilson Sonsini Goodrich & Rosati // College for Clients Series

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Wilson Sonsini Goodrich & Rosati's
College for Clients Series

Fundamentals of Officer and
Director Stock Transactions

Officers, directors and other "insiders" of public companies are subject to complex rules and disclosure requirements when it comes to acquiring and selling stock. To help our clients avoid legal landmines, Wilson Sonsini Goodrich & Rosati is hosting a seminar that will provide fundamental guidelines to avoiding legal liabilities, best practices for complete and timely SEC reporting, tools to identify common issues in insider stock transactions proactively, and practical tips to help you and your insiders avoid costly mistakes.

Topics to be discussed include:

Section 16 Reporting and Liability – timely disclosure of stock transactions and avoiding liability
Rule 144 – processes for selling stock
Insider Trading Policies – implementing practices to protect all insiders
13D/G Compliance – special filing requirements for large stockholders

Presenters:

Herb Fockler Corporate and Securities Wilson Sonsini Goodrich & Rosati	Marianne Stark Bradley Senior Paralegal Wilson Sonsini Goodrich & Rosati

This seminar is part of Wilson Sonsini Goodrich & Rosati's College for Clients series, designed to help our clients address and manage some of the fundamental legal issues facing them today. Throughout the year, we will host multiple programs with topics pertinent to our venture-backed and small to mid-size public clients. Each session will include effective information and guidance on fundamental legal practices in such fields as Employee Equity, Employment Law, Marketing Law, Licensing & IP Management, Year-End Quarterly Reporting, Privacy, and Public Company Reporting Policies.

Monday, September 24, 2012
Available by videoconference in our offices nationwide

Registration/Breakfast - 8:30 a.m. - 9:00 a.m. PDT
Program - 9:00 a.m. - 11:00 a.m. PDT

Wilson Sonsini Goodrich & Rosati
650 Page Mill Road, Courtyard 2B
Palo Alto, CA 94304

Program available by videoconference in our offices nationwide:

Austin
Registration/Refreshments - 10:30 a.m.. - 11:00 a.m. CDT
Program - 11:00 a.m. - 1:00 p.m. CDT
900 South Capital of Texas Highway
Las Cimas IV, Fifth Floor
Austin, Texas

New York
Registration/Lunch - 11:30 a.m. - 12:00 p.m. EDT
Program - 12:00 p.m. - 2:00 p.m. EDT
1301 Avenue of the Americas, 40th floor
New York, New York

San Diego
Registration/Breakfast - 8:30 a.m. - 9:00 a.m. PDT
Program - 9:00 a.m. - 11:00 a.m. PDT
12235 El Camino Real, Suite 200
San Diego, California

San Francisco
Registration/Breakfast - 8:30 a.m. - 9:00 a.m. PDT
Program - 9:00 a.m. - 11:00 a.m. PDT
One Market Street
Spear Tower, Suite 3300
San Francisco, California

Seattle
Registration/Breakfast - 8:30 a.m. - 9:00 a.m. PDT
Program - 9:00 a.m. - 11:00 a.m. PDT
701 Fifth Avenue, Suite 5100
Seattle, Washington

Washington, D.C.
Registration/Lunch - 11:30 a.m. - 12:00 p.m. EDT
Program - 12:00 p.m. - 2:00 p.m. EDT
1700 K Street, NW, Fifth Floor
Washington, D.C.

Client Resources

Information. Experience. Relationships.

Wilson Sonsini Goodrich & Rosati is proud to provide clients at all stages of growth with the full spectrum of information, experience, and relationships that the firm has to offer. Our regular networking and education programs range from updates and analysis on principal legal matters to interactive seminars on complex issues and transactions. It is through these regular seminars and programs that our clients have an opportunity to learn new strategies for dealing with legal issues and to network with other companies, gaining both technical and practical expertise.

This activity has been approved for Minimum Continuing Legal Education credit by the State Bar of California in the amount of 2 hours, all of which will apply to general credit. No hours will apply to legal ethics, to prevention, detection, and treatment of substance abuse, or to elimination of bias credit.

Wilson Sonsini Goodrich & Rosati certifies that this activity conforms to the standards for approved education activities prescribed by the rules and regulations of the State Bar of California governing minimum continuing legal education.

This course has been approved in accordance with the requirements of the New York State Continuing Legal Education Board for a maximum of 2 credit hours, of which 2 credit hours can be applied toward the Professional Practice requirement.

Credit is pending in TX, UT, VA and WA.